Article 14. Corporate Fiduciaries
Chapter 1. Definitions
Chapter 3. Powers and Duties
- IC 28-14-3-1 Scope of Chapter
- IC 28-14-3-2 Corporate Name
- IC 28-14-3-3 Articles of Incorporation
- IC 28-14-3-4 Loans
- IC 28-14-3-5 Securities Held By Clearing Corporation
- IC 28-14-3-6 United States Government Securities
- IC 28-14-3-7 Benefits; Incentives; Stock Purchase Programs
- IC 28-14-3-8 Subsidiaries
- IC 28-14-3-9 Investment and Reinvestment of Assets
- IC 28-14-3-10 Acting As Fiscal Or Transfer Agent
- IC 28-14-3-11 Acting As Insurance Producer For Sale of Annuity Contract Or Life Insurance Policy
- IC 28-14-3-12 Appointment As Commissioner For Sale of Real Estate; Guardian of Minor Or Incapacitated Persons; Trustee, Receiver, Conservator, Or Committee of Property Or Estate In Insolvency Or Bankruptcy Proceedings; Depository of Funds Paid Into Court; Other Fiduciary Capacities
- IC 28-14-3-13 Appointment As Executor, Testamentary Trustee, Or Administrator; Corporate Successor to Will Nominee; Co-Fiduciary With Natural Person; Bond Or Security
- IC 28-14-3-14 Appointment Upon Application Or Consent of Person Acting Or Entitled to Serve As Guardian, Trustee, Executor, Or Administrator
- IC 28-14-3-15 Trusts
- IC 28-14-3-16 Power to Act In Fiduciary Capacity; Acting As Commissioner For Sale of Real Estate Without Bond Or Security; Administration of Oaths
- IC 28-14-3-17 Pledge Or Deposit of Assets Prohibited
- IC 28-14-3-18 Receipt of Property Upon Deposit For Safekeeping Or In Escrow
- IC 28-14-3-19 Compensation For Fiduciary Services; Counsel Fees
- IC 28-14-3-20 Compensation Or Commission For Loan Negotiation Or Trust Execution Not Considered Interest Or Usury
- IC 28-14-3-21 Appointment By Court Having Jurisdiction; Power to Renounce Appointment
- IC 28-14-3-22 Nonresident Fiduciaries; Establishment of Indiana Office; Rights, Privileges, and Restrictions
- IC 28-14-3-23 Service As Successor Trustee
- IC 28-14-3-24 Credit Union Service Organizations
- IC 28-14-3-25 Powers Relating to Common Trust Funds
Chapter 4. Real Estate Powers of Corporate Fiduciaries
- IC 28-14-4-1 Power to Purchase Or Convey Real Estate Necessary For Convenient Transaction of Business
- IC 28-14-4-2 Real Property Held Without Use For One Year
- IC 28-14-4-3 Real Property Held Without Use For More Than Three Years
- IC 28-14-4-4 Real Property Held Without Use For More Than Ten Years
- IC 28-14-4-5 Maximum Limit of Investment In Real Estate and Buildings Necessary For Convenient Transaction of Business
- IC 28-14-4-6 Investment In Stock of Corporation Holding Real Estate and Buildings Used By Corporate Fiduciary
Chapter 5. Investments of Corporate Fiduciaries
- IC 28-14-5-1 "Total Equity Capital"
- IC 28-14-5-2 Limitations On Dealing In Investment Securities
- IC 28-14-5-3 Underwriting Or Guarantee of Issue of Securities
- IC 28-14-5-4 Purchase For Own Account and Sale of Investment Securities
- IC 28-14-5-5 Purchase For Own Account and Sale of Shares of Investment Companies and Mortgage Backed Securities
- IC 28-14-5-6 Deposit of Funds By Corporate Fiduciaries
- IC 28-14-5-6.5 Purchase of Speculative Securities Or Securities Not Rated By a Generally Recognized Security Rating Service
- IC 28-14-5-7 Prohibition On Purchases of Stock of Nonsubsidiaries
- IC 28-14-5-8 Investment In Casualty Insurance Company
- IC 28-14-5-9 "Investment Security"
- IC 28-14-5-10 Purchase Records
Chapter 6. Books and Records of Corporate Fiduciaries
- IC 28-14-6-1 Access and Examination By Department
- IC 28-14-6-2 Separate Bookkeeping For Fiduciary Accounts; Segregation of Securities and Property Held For Fiduciary Accounts
- IC 28-14-6-3 Fiduciary Account Information Required; Timely Posting of Activities
- IC 28-14-6-4 Duty to Keep Books of Account and Minutes of Corporate Proceedings
- IC 28-14-6-5 Stock Transfer Book; Shareholders List
Chapter 7. Requirements and Prohibitions Applying to Corporate Fiduciaries
- IC 28-14-7-1 Prohibited Transactions; Investigatory and Enforcement Powers of Department
- IC 28-14-7-2 Statements of Condition
- IC 28-14-7-3 Violations; Penalties
- IC 28-14-7-4 Duty to Report Shortages and Irregularities
- IC 28-14-7-5 Maintenance of Principal Office In County In Which Corporate Fiduciary Conducts Trust Business; Post Office Address of Principal Office
- IC 28-14-7-6 Administration of Common Trust Funds
Chapter 7.5. Conservatorship of Corporate Fiduciaries
- IC 28-14-7.5-1 Application of Chapter
- IC 28-14-7.5-2 Applications of Definitions
- IC 28-14-7.5-3 Appointment of Conservator; Bond Or Security
- IC 28-14-7.5-4 Reimbursement of Department; Administrative Expenses; Payment From Assets
- IC 28-14-7.5-5 Possession of Books, Records, and Assets; Conservation of Assets; Powers and Obligations of Conservator; Rights of Parties
- IC 28-14-7.5-6 Amounts Available to Creditors and Beneficiaries; Assets Received After Placement In Conservatorship
- IC 28-14-7.5-7 Loans In Aid of Operation Or Reorganization; Security
- IC 28-14-7.5-8 Termination of Conservatorship; Appointment of Receiver; Liquidation
- IC 28-14-7.5-9 Adoption of Rules
Chapter 8. Rule Making