Chapter 105. Revised Maine Securities Act
Subchapter 1. Office of Securities and Securities Administrator
Subchapter 2. Fraudulent and Other Prohibited Practices
- 32 M.R.S. § 10201 Offers, Sales and Purchases (Repealed)
- 32 M.R.S. § 10202 Market Manipulation (Repealed)
- 32 M.R.S. § 10203 Prohibited Actions By Investment Advisers (Repealed)
- 32 M.R.S. § 10204 Misleading Filings (Repealed)
- 32 M.R.S. § 10205 Unlawful Representations Concerning Licensing, Registration Or Exemption (Repealed)
Subchapter 3. Licensing of Broker-Dealers, Sales Representatives and Investment Advisors
- 32 M.R.S. § 10301 Broker-Dealer and Sales Representative Licensing Requirement (Repealed)
- 32 M.R.S. § 10302 Exempt Broker-Dealers and Sales Representatives (Repealed)
- 32 M.R.S. § 10303 Investment Adviser and Investment Adviser Representative Licensing Requirement (Repealed)
- 32 M.R.S. § 10304 Exempt Investment Advisers (Repealed)
- 32 M.R.S. § 10305 Application (Repealed)
- 32 M.R.S. § 10305-A Notice Filing (Repealed)
- 32 M.R.S. § 10306 Fees (Repealed)
- 32 M.R.S. § 10307 Examinations (Repealed)
- 32 M.R.S. § 10308 Licensing (Repealed)
- 32 M.R.S. § 10309 Annual Report and Fee (Repealed)
- 32 M.R.S. § 10310 Post-Licensing Requirements (Repealed)
- 32 M.R.S. § 10311 Successor Firms (Repealed)
- 32 M.R.S. § 10312 Inspection Power (Repealed)
- 32 M.R.S. § 10313 Grounds For Denial, Suspension, Revocation, Cancellation and Withdrawal (Repealed)
- 32 M.R.S. § 10314 Custody of Clients' Securities and Funds (Repealed)
Subchapter 4. Registration of Securities
- 32 M.R.S. § 10401 Registration Requirement (Repealed)
- 32 M.R.S. § 10402 Registration By Notification (Repealed)
- 32 M.R.S. § 10403 Registration By Coordination (Repealed)
- 32 M.R.S. § 10404 Registration By Qualification (Repealed)
- 32 M.R.S. § 10405 Provisions Applicable to Registration Generally (Repealed)
- 32 M.R.S. § 10406 Denial, Suspension and Revocation of Registration (Repealed)
Subchapter 5. General Provisions
Subchapter 6. Enforcement and Civil Liability
- 32 M.R.S. § 10601 Investigations (Repealed)
- 32 M.R.S. § 10602 Enforcement of Act (Repealed)
- 32 M.R.S. § 10603 Power of Court to Grant Relief (Repealed)
- 32 M.R.S. § 10604 Criminal Penalties (Repealed)
- 32 M.R.S. § 10605 Civil Liability (Repealed)
- 32 M.R.S. § 10606 Civil Statute of Limitations (Repealed)
- 32 M.R.S. § 10607 Rescission and Settlement Offers (Repealed)
- 32 M.R.S. § 10607-A Right to Rescission Applicable to Sales of Viatical Settlement Contracts (Repealed)
- 32 M.R.S. § 10608 Miscellaneous Provisions (Repealed)
Subchapter 7. Administration
- 32 M.R.S. § 10701 Administration of Act (Repealed)
- 32 M.R.S. § 10702 Cooperation With Other Agencies (Repealed)
- 32 M.R.S. § 10703 General Authority to Adopt Rules, Forms and Orders (Repealed)
- 32 M.R.S. § 10704 Consent to Service of Process (Repealed)
- 32 M.R.S. § 10705 Advisory Rulings; Declaratory Rulings (Repealed)
- 32 M.R.S. § 10706 Administrative Files (Repealed)
- 32 M.R.S. § 10707 Scope of the Act (Repealed)
- 32 M.R.S. § 10708 Procedure For Entry of an Order (Repealed)
- 32 M.R.S. § 10709 Judicial Review of Orders (Repealed)
- 32 M.R.S. § 10710 Repeal and Saving Provisions (Repealed)
- 32 M.R.S. § 10711 Acts of Superintendent of Financial Institutions (Repealed)
- 32 M.R.S. § 10712 Authority to Change Fees (Repealed)
- 32 M.R.S. § 10713 Operating Fund (Repealed)