Chapter 78c. Investment Advisers
Article 1. Title and Definitions
Article 3. Registration and Notice Filing Procedures of Investment Advisers and Investment Adviser Representatives
- N.C. Gen. Stat. § 78C-16 Registration and Notice Filing Requirement
- N.C. Gen. Stat. § 78C-17 Registration and Notice Filing Procedures
- N.C. Gen. Stat. § 78C-18 Post-Registration Provisions
- N.C. Gen. Stat. § 78C-19 Denial, Revocation, Suspension, Bar, Censure, Cancellation, and Withdrawal of Registration
- N.C. Gen. Stat. § 78C-20 Methods of Registration
- N.C. Gen. Stat. § 78C-21 through 78C-25 Reserved
Article 4. Administration and Review
- N.C. Gen. Stat. § 78C-26 Administration of Chapter
- N.C. Gen. Stat. § 78C-27 Investigations and Subpoenas
- N.C. Gen. Stat. § 78C-28 Injunctions; Cease and Desist Orders; Civil Penalties
- N.C. Gen. Stat. § 78C-29 Judicial Review of Orders
- N.C. Gen. Stat. § 78C-30 Rules, Forms, Orders, and Hearings
- N.C. Gen. Stat. § 78C-31 Administrative Files and Opinions
- N.C. Gen. Stat. § 78C-32 through 78C-37 Reserved
Article 5. Civil Liabilities and Criminal Penalties
Article 7. Sports Agents
Article 8. Regulation of Athlete Agents
Article 9. Uniform Athlete Agents Act
- N.C. Gen. Stat. § 78C-85 Title
- N.C. Gen. Stat. § 78C-86 Definitions
- N.C. Gen. Stat. § 78C-87 Service of Process; Subpoenas
- N.C. Gen. Stat. § 78C-88 Athlete Agents; Registration Required; Exceptions; Void Contracts
- N.C. Gen. Stat. § 78C-89 Registration As Athlete Agent; Form; Requirements
- N.C. Gen. Stat. § 78C-90 Certificate of Registration; Issuance Or Denial; Renewal
- N.C. Gen. Stat. § 78C-91 Suspension; Revocation; Refusal to Renew Registration
- N.C. Gen. Stat. § 78C-92 Temporary Registration
- N.C. Gen. Stat. § 78C-93 Registration; Renewal of Fees
- N.C. Gen. Stat. § 78C-94 Required Form of Contract
- N.C. Gen. Stat. § 78C-95 Notice to Educational Institution
- N.C. Gen. Stat. § 78C-96 Student-Athlete's Right to Cancel
- N.C. Gen. Stat. § 78C-97 Required Records; Waiver of Attorney-Client Privilege
- N.C. Gen. Stat. § 78C-98 Prohibited Conduct
- N.C. Gen. Stat. § 78C-99 Criminal Penalties
- N.C. Gen. Stat. § 78C-100 Civil Remedies
- N.C. Gen. Stat. § 78C-101 Administrative Penalty
- N.C. Gen. Stat. § 78C-102 Uniformity of Application and Construction
- N.C. Gen. Stat. § 78C-103 Electronic Signatures In Global and National Commerce Act
- N.C. Gen. Stat. § 78C-104 Severability
- N.C. Gen. Stat. § 78C-105 Rules