Title 21. Securities and Investments

Chapter 21.20. Securities Act of Washington

• Definitions
• Fraudulent and Other Prohibited Practices
• Variable Contracts
• Registration and Notice For Broker-Dealers, Salespersons, Investment Advisers, and Investment Adviser Salespersons
• Registration of Securities
• Registration By Coordination
• Registration By Qualification
• General Provisions Regarding Registration of Securities
• Denial, Suspension and Revocation of Registration of Securities
• Exempt Securities
• Exempt Transactions
• Exempt Securities and Transactions
• Federal Covered Security
• Consent to Service of Process
• Fees
• Misleading Filings
• Unlawful Representations Concerning Registration Or Exemption
• Investigations and Subpoenas
• Injunctions and Other Remedies
• Criminal Liabilities
• Civil Liabilities
• Discontinuance of Violations
• Judicial Review of Orders
• Administration of Chapter
• Proof of Exemption
• Advisory Committee
• Additional Provisions
• Statutory Policy
• Severability of Provisions
• Repeal and Saving Provisions
• Short Title

Chapter 21.30. Commodity Transactions

• Short Title

Chapter 21.35. Uniform Transfer On Death Security Registration Act

• § 21.35.005. Definitions
• § 21.35.010. Security Registered In Beneficiary Form - Ownership
• § 21.35.015. Registering a Security In Beneficiary Form - Authorization
• § 21.35.020. Registering a Security In Beneficiary Form - Designation of Beneficiary
• § 21.35.025. Registering a Security In Beneficiary Form - Words of Designation
• § 21.35.030. Designation of a Tod Or Pod Beneficiary - Effect On Ownership - Cancellation Or Change
• § 21.35.035. Death of Owner Or Owners - Ownership Passes to Beneficiaries
• § 21.35.040. Registering Entity - Protection
• § 21.35.045. Transfer On Death - Contract - Rights of Creditors
• § 21.35.050. Registering Entity - Terms and Conditions - Forms Authorized
• § 21.35.900. Short Title - Statutory Construction
• § 21.35.901. Application