Chapter 32. Uniform Securities Act
Article 1. Fraudulent and Other Prohibited Practices
Article 2. Registration of Broker-Dealers and Agents; Registration and Notice Filing For Investment Advisers
Article 3. Registration of Securities
- W. Va. Code § 32-3-301 Registration Requirement
- W. Va. Code § 32-3-302 Registration By Notification
- W. Va. Code § 32-3-303 Registration By Coordination
- W. Va. Code § 32-3-304 Registration By Qualification
- W. Va. Code § 32-3-304a Federal Covered Securities
- W. Va. Code § 32-3-305 Provisions Applicable to Registration and Notice Filing Generally
- W. Va. Code § 32-3-306 Denial, Suspension and Revocation of Registration
Article 4. General Provisions
- W. Va. Code § 32-4-401 Definitions
- W. Va. Code § 32-4-402 Exemptions
- W. Va. Code § 32-4-403 Filing of Sales and Advertising Literature
- W. Va. Code § 32-4-404 Misleading Filings
- W. Va. Code § 32-4-405 Unlawful Representations Concerning Registration, Exemption Or Notice Filing
- W. Va. Code § 32-4-406 Administration of Chapter; Operating Fund For Securities Department
- W. Va. Code § 32-4-407 Sworn Investigator, Investigations and Subpoenas
- W. Va. Code § 32-4-407a Administrative Assessments
- W. Va. Code § 32-4-408 Injunctions
- W. Va. Code § 32-4-409 Criminal Penalties
- W. Va. Code § 32-4-410 Civil Liabilities
- W. Va. Code § 32-4-411 Judicial Review of Orders
- W. Va. Code § 32-4-412 Rules, Forms, Orders and Hearings
- W. Va. Code § 32-4-413 Administrative Files and Opinions
- W. Va. Code § 32-4-414 Scope of the Chapter and Service of Process
- W. Va. Code § 32-4-415 Statutory Policy
- W. Va. Code § 32-4-416 Short Title
- W. Va. Code § 32-4-417 Severability of Provisions
- W. Va. Code § 32-4-418 Saving Provisions
Article 5. West Virginia Small Business Capital Act
- W. Va. Code § 32-5-501 Short Title
- W. Va. Code § 32-5-502 Offer Or Sale of Small Business Securities
- W. Va. Code § 32-5-503 Qualifications of Issuer and Purchaser
- W. Va. Code § 32-5-504 Qualifications of Offers, Sales and Transactions
- W. Va. Code § 32-5-505 West Virginia Crowdfunding Portal Requirements
Article 6. The Protection of Eligible Adults From Financial Exploitation.
- W. Va. Code § 32-6-601 Short Title
- W. Va. Code § 32-6-602 Definitions
- W. Va. Code § 32-6-603 Governmental Disclosures
- W. Va. Code § 32-6-604 Immunity For Governmental Disclosures
- W. Va. Code § 32-6-605 Third-Party Disclosures
- W. Va. Code § 32-6-606 Immunity For Third-Party Disclosures
- W. Va. Code § 32-6-607 Delaying Transactions Or Disbursements
- W. Va. Code § 32-6-608 Immunity For Delaying Transactions Or Disbursements
- W. Va. Code § 32-6-609 Records
- W. Va. Code § 32-6-610 Immunity For Complying With Records Requests