Chapter 1. Commodity Exchanges
Index
- 7 U.S.C. § 1 Short Title
- 7 U.S.C. § 1a Definitions
- 7 U.S.C. § 1b Requirements of Secretary of the Treasury Regarding Exemption of Foreign Exchange Swaps and Foreign Exchange Forwards From Definition of the Term "Swap"
- 7 U.S.C. § 2 Jurisdiction of Commission; Liability of Principal For Act of Agent; Commodity Futures Trading Commission; Transaction In Interstate Commerce
- 7 U.S.C. § 2a to 4a Transferred
- 7 U.S.C. § 5 Findings and Purpose
- 7 U.S.C. § 6 Regulation of Futures Trading and Foreign Transactions
- 7 U.S.C. § 6a Excessive Speculation
- 7 U.S.C. § 6b Contracts Designed to Defraud Or Mislead
- 7 U.S.C. § 6b-1 Enforcement Authority
- 7 U.S.C. § 6c Prohibited Transactions
- 7 U.S.C. § 6d Dealing By Unregistered Futures Commission Merchants Or Introducing Brokers Prohibited; Duties In Handling Customer Receipts; Conflict-Of-Interest Systems and Procedures; Chief Compliance Officer; Rules to Avoid Duplicative Regulations; Swap Requirements; Portfolio Margining Accounts
- 7 U.S.C. § 6e Dealings By Unregistered Floor Trader Or Broker Prohibited
- 7 U.S.C. § 6f Registration and Financial Requirements; Risk Assessment
- 7 U.S.C. § 6g Reporting and Recordkeeping
- 7 U.S.C. § 6h False Self-Representation As Registered Entity Member Prohibited
- 7 U.S.C. § 6i Reports of Deals Equal to Or In Excess of Trading Limits; Books and Records; Cash and Controlled Transactions
- 7 U.S.C. § 6j Restrictions On Dual Trading In Security Futures Products On Designated Contract Markets and Registered Derivatives Transaction Execution Facilities
- 7 U.S.C. § 6k Registration of Associates of Futures Commission Merchants, Commodity Pool Operators, and Commodity Trading Advisors; Required Disclosure of Disqualifications; Exemptions For Associated Persons
- 7 U.S.C. § 6l Commodity Trading Advisors and Commodity Pool Operators; Congressional Finding
- 7 U.S.C. § 6m Use of Mails Or Other Means Or Instrumentalities of Interstate Commerce By Commodity Trading Advisors and Commodity Pool Operators; Relation to Other Law
- 7 U.S.C. § 6n Registration of Commodity Trading Advisors and Commodity Pool Operators; Application; Expiration and Renewal; Record Keeping and Reports; Disclosure; Statements of Account
- 7 U.S.C. § 6o Fraud and Misrepresentation By Commodity Trading Advisors, Commodity Pool Operators, and Associated Persons
- 7 U.S.C. § 6o-1 Transferred
- 7 U.S.C. § 6p Standards and Examinations
- 7 U.S.C. § 6q Special Procedures to Encourage and Facilitate Bona Fide Hedging By Agricultural Producers
- 7 U.S.C. § 6r Reporting and Recordkeeping For Uncleared Swaps
- 7 U.S.C. § 6s Registration and Regulation of Swap Dealers and Major Swap Participants
- 7 U.S.C. § 6t Large Swap Trader Reporting
- 7 U.S.C. § 7 Designation of Boards of Trade As Contract Markets
- 7 U.S.C. § 7a Repealed
- 7 U.S.C. § 7a-1 Derivatives Clearing Organizations
- 7 U.S.C. § 7a-2 Common Provisions Applicable to Registered Entities
- 7 U.S.C. § 7a-3 Repealed
- 7 U.S.C. § 7b Suspension Or Revocation of Designation As Registered Entity
- 7 U.S.C. § 7b-1 Designation of Securities Exchanges and Associations As Contract Markets
- 7 U.S.C. § 7b-2 Privacy
- 7 U.S.C. § 7b-3 Swap Execution Facilities
- 7 U.S.C. § 8 Application For Designation As Contract Market Or Derivatives Transaction Execution Facility; Time; Suspension Or Revocation of Designation; Hearing; Review By Court of Appeals
- 7 U.S.C. § 9 Prohibition Regarding Manipulation and False Information
- 7 U.S.C. § 9a Assessment of Money Penalties
- 7 U.S.C. § 9b Rules Prohibiting Deceptive and Other Abusive Telemarketing Acts Or Practices
- 7 U.S.C. § 9c Notice of Investigations and Enforcement Actions
- 7 U.S.C. § 10 Repealed
- 7 U.S.C. § 10a Cooperative Associations and Corporations, Exclusion From Board of Trade; Rules of Board Inapplicable to Payment of Compensation By Association
- 7 U.S.C. § 11 Vacation On Request of Designation Or Registration As "Registered Entity"; Redesignation Or Reregistration
- 7 U.S.C. § 12 Public Disclosure
- 7 U.S.C. § 12-1 to 12-3 Omitted
- 7 U.S.C. § 12a Registration of Commodity Dealers and Associated Persons; Regulation of Registered Entities
- 7 U.S.C. § 12b Trading Ban Violations; Prohibition
- 7 U.S.C. § 12c Disciplinary Actions
- 7 U.S.C. § 12d Commission Action For Noncompliance With Export Sales Reporting Requirements
- 7 U.S.C. § 12e Repealed
- 7 U.S.C. § 13 Violations Generally; Punishment; Costs of Prosecution
- 7 U.S.C. § 13-1 Violations, Prohibition Against Dealings In Motion Picture Box Office Receipts Or Onion Futures; Punishment
- 7 U.S.C. § 13a Nonenforcement of Rules of Government Or Other Violations; Cease and Desist Orders; Fines and Penalties; Imprisonment; Misdemeanor; Separate Offenses
- 7 U.S.C. § 13a-1 Enjoining Or Restraining Violations
- 7 U.S.C. § 13a-2 Jurisdiction of States
- 7 U.S.C. § 13b Manipulations Or Other Violations; Cease and Desist Orders Against Persons Other Than Registered Entities; Punishment
- 7 U.S.C. § 13c Responsibility As Principal; Minor Violations
- 7 U.S.C. § 14 Repealed
- 7 U.S.C. § 15 Omitted
- 7 U.S.C. § 15a Repealed
- 7 U.S.C. § 15b Cotton Futures Contracts
- 7 U.S.C. § 16 Commission Operations
- 7 U.S.C. § 16a Service Fees and National Futures Association Study
- 7 U.S.C. § 17 Separability
- 7 U.S.C. § 17a Separability of 1936 Amendment
- 7 U.S.C. § 17b Separability of 1968 Amendment
- 7 U.S.C. § 18 Complaints Against Registered Persons
- 7 U.S.C. § 19 Consideration of Costs and Benefits and Antitrust Laws
- 7 U.S.C. § 20 Market Reports
- 7 U.S.C. § 21 Registered Futures Associations
- 7 U.S.C. § 22 Research and Information Programs; Reports to Congress
- 7 U.S.C. § 23 Standardized Contracts For Certain Commodities
- 7 U.S.C. § 24 Customer Property With Respect to Commodity Broker Debtors; Definitions
- 7 U.S.C. § 24a Swap Data Repositories
- 7 U.S.C. § 25 Private Rights of Action
- 7 U.S.C. § 26 Commodity Whistleblower Incentives and Protection
- 7 U.S.C. § 27 Definitions
- 7 U.S.C. § 27a Exclusion of Identified Banking Product
- 7 U.S.C. § 27b Repealed
- 7 U.S.C. § 27c Exclusion of Certain Other Identified Banking Products
- 7 U.S.C. § 27d Administration of the Predominance Test
- 7 U.S.C. § 27e Repealed
- 7 U.S.C. § 27f Contract Enforcement