47 N.C.A.G. 164.
Case Date | January 24, 1978 |
Court | North Carolina |
North Carolina Attorney General Opinions
1978.
47 N.C.A.G. 164.
January 24, 1978Opinion No. 47 N.C.A.G. 16447 N.C.A.G. 146Subject: Privacy of State Employees' Personnel
Records; Release of Information to the News Media after Hearing; Open Grievance
Hearings.Requested
by: J. Phil Carlton Secretary Department of Crime Control and Public
SafetyQuestion: 1. If disciplinary action is taken against an employee,
the employee appeals the disciplinary action, and a department level hearing is
held, may the department release to the news media information disclosed at
this departmental hearing?
2. If disciplinary action is taken against an employee, the
employee then appeals the disciplinary action to the State Personnel Commission
and a hearing is held, may the department release to the news media information
disclosed at the hearing?
3. After a departmental hearing does the nature of the
disciplinary action taken become public information which may be released to
the news media?
4. After a Personnel Commission hearing, does the nature of the
disciplinary action taken become public information which may be released to
the news media?
5. May the news media be told why an employee has been dismissed?
Conclusion: 1. No.
2. Yes.
3. No, unless the nature of the discipline taken is the most
recent demotion, suspension, separation or other change in position or
classification or such action becomes part of the public record of a hearing.
4. No, unless the nature of the discipline taken is the most
recent demotion, suspension, separation or other change in position or
classification or such action becomes part of the public record of a hearing.
5. No, unless an employee appeals to a public hearing and the
reason why the employee is dismissed is contained in the public record.
Chapter 866 of the 1977 Session Laws amended the State Personnel
Act, Chapter 126 of the General Statutes. G.S. 126-22, as amended, provides
that personnel files of State employees, former State employees, or applicants
for State employment shall not be subject to inspection and examination as
authorized by G.S. 132-6. A personnel file consists of "... any information
gathered by the Department... which... relates to the individual's application,
selection or non-selection, promotions, demotions, transfers, leave, salary,
suspension, performance evaluation forms, disciplinary actions, and
determination of employment whatever located and in whatever form" (Emphasis
added) G.S. 126-22. The General Assembly also provided criminal penalties for
any public official or employee who "knowingly and willfully" permits any
person to have access to confidential information contained in a personnel
file, G.S. 126-27, and penalties for any person who "knowingly and willfully"
examines a confidential file, G.S. 126-28.
Inspection and examination of this confidential information is
allowed for certain persons. The employee, applicant for employment, former
employee or his properly authorized agent may examine the confidential
information, except for letters of reference or medical information that a
prudent physician would not divulge to a patient. The supervisor of the
employee, members of the General Assembly, a party authorized by a court order,
an official of an agency of the Federal government, State government or any
local subdivision thereof, when the head of the Department deems such
inspection necessary and essential to the proper function of said agency, may
have access to the confidential personnel file. G.S. 126-24. Also, a party to a
quasi judicial hearing of a State agency or a State agency which is conducting
a quasi judicial hearing, may have access to "relevant material" in personnel
files and may introduce copies of such material or information based on such
material as evidence in a hearing either upon consent of the employee or upon
subpoena properly issued by the agency. G.S. 126-29; c.f. 150A-27.
In addition, a public record must be maintained on each employee
by each...
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