99-9.
Case Date | October 21, 1999 |
Court | Kansas |
Kansas Ethics Opinion
1999.
99-9.
October 21, 1999KBA Legal Ethics Opinion No. 99-9October 21, 1999
TOPIC: Unauthorized Practice of Law in administrative
hearings,
DIGEST: Case law and other authorities appear to indicate that
under certain circumstances involving the agency's quasi-judicial activities,
lay representation of persons in certain employment law hearings may constitute
unauthorized practice of law activities. However, we cannot offer a definite
opinion on that topic since such decisions are fact-based and require an
evidentiary showing, a proceeding better left to an actual future controversy
or a declaratory judgment action.
Date of Request: September 30, 1999
Reference: MRPC 5.2, 5.3, 5.4, and 5.5
The function of the Kansas Bar Association's ethics advisory
service is to respond to inquiries from Kansas-licensed lawyers concerning
proposed conduct. The limitations on the service do not allow us to render an
opinion regarding past conduct or the conduct of someone other than the
requesting attorney. The following constitutes only the opinion of the
Committee on Professional Ethics-Advisory Services, and is not in any way
intended to be a guarantee of a particular result or a conclusion by
appropriate authorities. Further, this document constitutes the Committee's
opinion based on the facts and information contained in correspondence above
referenced. It is based on a review of the disciplinary rules, model rules of
professional responsibility and conduct, and applicable case law. This opinion
is not a grant of immunity from any form of legal or disciplinary proceeding.
The opinion herein is that of a KBA committee without official government
status. The Kansas Bar Association expressly disclaims any liability in
connection with issuing this opinion.
First draft, 3.0 hours, October 21, 1999
Second draft 1.0 hours, November 2, 1999
FACTS
Requesting counsel is now in private practice after having served
as a branch manager for an unemployment insurance cost control firm. These
businesses contract with employers and attempt to minimize the employer's
unemployment insurance liability. This is accomplished in several ways, one of
which is representing the employer at administrative appeal hearings conducted
by the Kansas Department of Human Resources (hereafter, KDHR). Attorneys may
represent such employers, but "duly authorized representatives" may also
represent the employer. These representatives are laypersons and defined by
rule and regulation.
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