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- Title 48. Insurance
- Chapter 48.08. Domestic Stock Insurers
RCW 48.08.140 Equity Security-Exemptions-Sales By Dealer
| Library | Washington Statutes |
| Edition | 2023 |
| Currency | Current through the 2023 1st Special Session |
| Year | 2023 |
| Citation | RCW 48.08.140 |
The provisions of RCW 48.08.120 shall not apply to any purchase and sale, or sale and purchase, and the provisions of RCW 48.08.130 shall not apply to any sale of an equity security of a domestic stock insurer not then or theretofore held by him or her in an investment account, by a dealer in the ordinary course of his or her business and incident to the establishment or maintenance by him or her of a primary or secondary market (otherwise than on an exchange as defined in the Securities Exchange Act of 1934) for such security. The commissioner may, by such rul...
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