Hamilton v. Lockheed Corp., 043001 CAWC, MON 0223961

Case DateApril 30, 2001
CourtCalifornia
MAXINE HAMILTON, Applicant,
v.
LOCKHEED CORPORATION; WAUSAU INSURANCE COMPANY, Defendant(s).
No. MON 0223961
California Workers Compensation Decisions
Workers Compensation Appeals Board State of California
April 30, 2001
          OPINION AND DECISION AFTER RECONSIDERATION (EN BANC)           MERLE C. RABINE, Chairman          On December 27, 2000, the Workers' Compensation Appeals Board (Board) granted J reconsideration of the Findings and Award of October 4, 2000, in which the workers' compensation administrative law judge (WCJ) found that applicant was totally permanently disabled and in need of further medical treatment as the result of the cumulative industrial injury : to the psyche sustained from December 1990 to September 30, 1992. The WCJ further found that apportionment of permanent disability was not appropriate.          Defendant carrier contended (1) that the WCJ's findings of fact were not based on consideration of the entire record; (2) that apportionment of permanent disability was supported by the opinion of the agreed medical evaluator (AME); and (3) that defendant had been deprived of due process of law in the proceedings. Applicant filed an answer to the petition for reconsideration.          This case presents an important issue that frequently arises in Board proceedings, i.e., what must be included in the Board's record when a case is submitted to the WCJ for decision on the record. To secure uniformity in proceedings and decisions in the future, the Chairman of the Board, on a majority vote of the members, has reassigned this case to the Board as a whole for an en banc decision. (Lab. Code §115.)          We hold that the record of proceedings in a case submitted for decision on the record must be properly organized and must contain at the minimum: a list of the issues submitted to the WCJ for decision; the stipulations of the parties, if any; and the admitted evidence.          I. BACKGROUND          The relevant facts of this case are as follows. Applicant sustained admitted cumulative industrial injury to the psyche from December 1990 through September 30, 1992. After applicant's evaluation by an AME, the matter was submitted for decision "on the record" at the hearing of July 25, 2000. The Minutes of Hearing contain neither the issues submitted for decision, nor the stipulations of the parties, if any, nor a list of the evidence submitted by the parties and admitted into evidence by the WCJ. Filed behind the minutes is a large collection of documents with numbered tabs, which include medical reports and deposition transcripts. These documents are not listed, identified, or described anywhere in the record...

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